Direction of the "Régulations & Compliance" series, Editions Dalloz

July 15, 2020

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

Full Reference: Frison-Roche, M.-A. (ed.), Compliance Tools, serie "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) & Dalloz, 2020, to be published.

In this book collection, this volume in English is the 6th title devoted to Compliance.

At the same time, a book in French, Les outils de la Compliance, is published in the same collection

Consult the other books of the collection.

This book is published after a  cycle of colloquiums organised by the Journal of Regulation & Compliance (JoRC) and Partners Universities.

___

General Presentation of the collective book

The political dimension of Compliance Law lies in the goals it aims to achieve. To achieve them, the concern for these goals is internalized in "crucial operators", which may be obliged to concretize "monumental goals" set by public authorities. These public bodies control the Ex Ante reorganization that this implies for these companies and sanction Ex Post the possible inadequacy of the companies, which have become transparent to this end. The effectiveness and efficiency of this internalization, without which the statement of these goals is worth nothing, is based on the Compliance tools that are deployed.

These appear to be very diverse but their substantial unity (topic which will be the subject of a forthcoming book) makes it possible to study the tools put in place from a unique perspective, by not isolating them in a particular branch of Law, Criminal law or International Law for example, but by measuring what is common to them, notably Anticipation, Trust, Commitment, Responsibility, Incentive, and so on. If the Compliance tools vary, it is rather not only according to the sectors, finance and banking appearing then as the advanced point of the general Compliance Law, for example in environmental matters, but also according to the countries and the cultures. It is in fact about them that legal cultures seem to oppose.

The book aims to understand these "tools" by going beyond the description of each instrument, for which we already have many monographs, for analyzing them through the issues of Risks, required Expertises, Training. Sovereignty claims, Incentives, mechanical aptitude of Technologies. It is through these themes that are analyzed by the authors, experts in the field, what we alway want to understand better: Compliance Programs, Whistleblowing, Mapping, Sanctions, Extraterritoriality, etc.

 ____

 

 

Read the summary of the book

 

Read the forework, summaring all the contributions.  

 

Présentation of the book contributions:

 

  • Coppens, K, 

 

 

 

  • Rapp, L., 
  •  

 

 

July 15, 2020

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

Référence générale : Frison-Roche, M.-A. (dir.), Les outils  de la Compliance, série "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) et Dalloz, 2020, à paraître.

Parrallèlement, un ouvrage en anglais, Compliance Tools, est publié dans la même collection. 

Cet ouvrage vient à la suite d'un cycle de colloques organisés par le Journal of Regulation & Compliance (JoRC) et des Universités qui lui sont partenaires.

____

 

Ce volume s'insère dans la ligne des ouvrages qui dans cette collection sont consacrés à la Compliance.

Lire les autres ouvrages de la Collection portant sur la Compliance :

 

Consulter les autres titres de la collection.

 

___

Présentation générale de l'ouvrage

La dimension politique du Droit de la Compliance réside dans les buts que celui-ci vise. Pour les atteindre, le souci de ces buts sont internalisés dans des "opérateurs cruciaux", qui de gré ou de force doivent se structurer et agir pour  concrétiser des "buts monumentaux" fixés par des Autorités publiques. Celles-ci contrôlent la réorganisation Ex Ante que cela implique pour ces entreprises et sanctionnent Ex Post l’inadéquation éventuelle des entreprises. Celles-ci deviennent de ce fait transparentes et donnent à voir Les outils de la Compliance  déployés effectivement pour atteindre efficacement ces buts. 

Ceux-ci paraissent très divers mais leur unité substantielle (sujet qui sera l'objet d'un prochain ouvrage) permet d'étudier les outils mis en place dans une perspective unique, en ne les isolant pas dans une branche du Droit particulière, le Droit pénal ou le Droit international par exemple, mais en mesurant ce qui leur est commun, notamment l'anticipation, la confiance, l'engagement, la responsabilité. Si les outils de la Compliance varient c'est plutôt non seulement selon les secteurs, la finance et la banque apparaissant alors comme la pointe avancé du Droit général de la Compliance, par exemple en matière d'environnement, mais encore selon les pays et les cultures. C'est d'ailleurs à leur propos que les cultures juridiques semblent s'opposer. 

L'ouvrage vise à appréhender ces "outils" en dépassant la description de chaque instrument, pour lequel l'on dispose déjà de très nombreuses monographies, pour les analyser à travers les enjeux de risques, d'expertise requise, de formation, de revendication de souvereineté, d'incitation à agir et d'aptitude mécanique des technologies. C'est à travers ces thèmes que sont analysés par les auteurs, experts de la matière, les programmes de compliance, les lancements d'alerte, les cartographies, les sanctions, l'extraterritorialité, etc.   

 

Lire le sommaire de l'ouvrage

 

Lire l'avant-propos résumant l'ensemble des contributions de l'ouvrage. 

G

Lire les présentation des articles composant l'ouvrage :

 

 

_____________

May 15, 2019

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

General reference : Frison-Roche, M.-A. (ed.), Pour une Europe de la Compliance, serie "Régulations & Compliance", Dalloz & Journal of Regulation & Compliance, 2019, 124 pages. 

This book is written in French. The topic is : "For the Europe of the Compliance".

See below its general presentation in English. 

The political dimension is intrinsic to the Compliance Law. Indeed, compliance mechanisms consist of internalizing in certains companies the obligation to implement goals of general interest set by Public Authorities. These public bodies control the Ex Ante reorganization that implies for these companies and punish Ex Post the possible structural inadequacy of these compagnies, becoming transparent for this purpose. 

This new mode of governance establishes a continuum between Regulation, Supervision, Compliance (book published in 2017) and renew the links between Companies, Regulators and Judges!footnote-1600

This political dimension must be increased: the Compliance Law of Compliance must today be used to build Europe.

One can observe not only the construction of the  European Compliance Law, object-by-object, sector-by-sector, purpose-by-purpose, but also the construction of the European Compliance Law that transcends and unifies them. Becoming independent of American Law and ceasing to be in reaction, even on the defensive, the Compliance Law contributes to the European project, offering it a higher ambition, that Europe can carry and, by this way, can carry the Europe itself, not only to preserve the European economy from corruption or money laundering, but by claiming the protection of nature and human beings.

This is why the book describes the "reasons and objectives" of the Europe of the Compliance, which makes it possible to describe, detect and even predict the ways and means.

 

Authors: Thierry BonneauMonique Canto-SperberJean-Jacques DaigreCharles DuchaineMarie-Anne Frison-RocheArnaud de La CotardièreKoen LenaertsJean-Claude MarinDidier MartinXavier MuscaPierre Sellal et Pierre Vimont.

Each mention of an author refers to a summary of his contribution. 

 

Read the book's foreword by Marie-Anne Frison-Roche, translated in English.

Read the working paper written in English by Marie-Anne Frison-Roche, base for her article published in French in the book : What the Law of Compliance can build relying of the European Humanist tradition.

 

See the Serie in this book is published in Éditions Dalloz

May 22, 2018

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

Référence complète : Borga, N., Marin, J.-Cl., Roda, J.-Ch. (dir.), Compliance : l'entreprise, le régulateur et le juge , Série Régulations & Compliance, 2018. 

Lire la table des matières de l'ouvrage.

Voir les ouvrages parus et à paraître dans cette Série.

 

Lire une présentation des articles contenus dans cet ouvrage :

 

 

 

 

 

 

Oct. 4, 2017

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

General reference : Frison-Roche, M.-A. (ed.), Régulation, Supervision, Compliance (english translation: "Regulation, Supervision, Compliance"), Paris, collection "Régulations", Dalloz, 2017, to be published.

This collective book is published in French but summaries of every article are available in English

Acces to book purchase order

Book presentation in English :

Regulation. Supervision. Compliance.

Three terms almost unknown to legal systems. Or at least considered as peculiar to Anglo-American legal systems: Regulation, Supervision, Compliance. So many expressions that would constitute Trojan horses by which the Common Law and american mechanisms would seize the other legal traditions to better bend European companies, especially banks, appropriating institutions, imposing strange methods.

Three words by which the invasion is carried out. Through the violence of repression and penalties of compliance, by the mildness of codes of conduct and corporate social responsibility. By laws as new as strange such as in France the law known as "Sapin 2" or the law instituting a "duty of vigilance" to companies whose failure would be to have successfully deployed internationally their activities.

One can have this defensive conception of Compliance, generating a "Compliance Law", produced by internalization in global economic operators of the Regulation Law, which are then subject to Supervision by Regulators, even though these firms are not regulated, as the Compliance does extend beyond supervised sectors (banks and insurance companies).

We can (and maybe must) have a more welcoming, and therefore more offensive, concept of Compliance. This can be the crucible of a relationship of supra-national Trust between these operators and regulators, the former being able to contribute as the latter to serving goals that all exceed them and whose fight against corruption and money laundering are only examples.

In this way, the issue is the construction of the European Compliance Law.

 

Authors :

  • Jean-Bernard Auby,
  • Jérôme Bédier,
  • Alain Bénichou,
  • Jean-Michel Darrois
  • Isabelle Falque-Pierrotin,
  • Marie-Anne Frison-Roche,
  • Benoît de Juvigny,
  • Jacques de Larosière,
  • Bruno Lasserre,
  • Arnaud de La Cotardière,
  • Jean-Claude Marin,
  • Didier Migaud,,
  • Yves Perrier,
  • Jean-Marc Sauvé.

 

Voir la présentation du cycle de conférences sur lesquelles s'est construit l'ouvrage.

 

Voir la présentation générale de la collection dans laquelle l'ouvrage est publié.

 

Utiliser le bon pour commander l'ouvrage.

April 22, 2016

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

Complete references :  Frison-Roche, M.-A. (dir.), Internet, espace d'interrégulation, Serie "Régulations", coll. "Thèmes & Commentaires", Dalloz, Paris, 2016.

Read the presentation of the book (written in French).

Read the presentation of the  authors of the contributions (written in French)

"Regulate the Internet".

Some argue that any regulation is contrary to the nature of digital. Others argue that this is indispensable, for its economic deployment and for public freedoms. Internet renews conceptions and practices. Notably those of the Law of the Regulation. Indeed, the Internet makes it possible to offer and obtain services that are in often regulated sectors: financial, audiovisual, healthcare, gaming. Moreover, they converge in new objects: the connected objects.

Often described as a "legal desert", digital appears as a kind of jumble of systems of various regulations that overlap, deform and contradict each other. In reaction, an "interregulation", de facto or de jure, in law more or less flexible, is in the process of being established. Who will be the Regulator: The States? The judge ? The Internet user?

The future is open.

The book first determines the "Interregulation Needs" and then describes and conceives solutions for the interregulation of the digital space.

Read the presentation of the two articles written by Marie-Anne Frison-Roche:

     Thinking the world from the notion of "data"
     To draw the regulatory consequences of a rethinked world from the notion of "data"

The working papers which are the base of these articles are written in English.