► General reference: Frison-Roche, M.-A. (ed.), Les outils de la Compliance, série "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) & Dalloz, 2021.
📘 In parallel, the book is published in an English version Compliance Tools, co-edited by the Journal of Regulation & Compliance and Bruylant.
📚 This volume is the continuation of the books dedicated to Compliance in this collection, published before and after this book.
Read the other books ' presentations of the collection about Compliance:
📕 Frison-Roche, M-A. (dir.), Les Buts Monumentaux de la Compliance , 2022
📕 Frison-Roche, M.-A. (dir.), La juridictionnalisation de la Compliance, 2022
📕 Frison-Roche, M.-A. (ed.), Pour une Europe de la Compliance, 2019
📕 Borga, N., Marin, J.Cl. Roda, J.-Ch. (ed.), Compliance : Entreprise, Régulateur, Juge, 2018
📕 Frison-Roche, M.-A. (ed), Régulation, Supervision, Compliance, 2017
📕 Frison-Roche, M.-A. (ed.), Internet, espace d'interrégulation, 2016
► General presentation of the book : The political dimension of Compliance Law resides in the monumental goals that it aims for and which define it. These goals are internalized in "crucial operators", who willingly or by force must structure themselves and act to achieve "monumental goals", as set by public authorities and which may coincide with the interests of the enterprise. This one designs and controls the Ex Ante reorganization that this implies, under the public authorities supervision. Enterprises, even if their activities are not regulated, thus become transparent and must show the Compliance Tools effectively deployed to effectively achieve these goals. It is a major transformation of economic life in all countries because the Compliance Tools are adopted everywhere and have a global effect.
These appear to be very diverse but their unity is profound and bringing it out has the practical benefit of producing a legal regime that is as unified as possible, while allowing their adaptation country by country, sector by sector, enterprise by enterprise.
This book aims to understand these Compliance Tools to better anticipate the assessment that will be made by Regulators, Supervisors and Courts, as well as the new conceptions of the authors of legal texts which impose new ones every day, while companies must also imagine the most appropriate Compliance Tools.
This collective work specifically apprehends those on which we have few studies when we handle them on a daily basis, such as risk mapping or training or rights, letting more familiar tools shine through more transversal contributions, such as compliance programs, sanctions, whistleblowing or many sorts of settlements, agreements of public interest.
A first chapter takes a legal and economic approach. A second chapter emphasizes the role of risk mapping. A third chapter draws the game of incentives. A fourth chapter identifies the expertise required. A fifth chapter insists on geographic significance. A sixth chapter details the measurement of effectiveness. A seventh chapter explores training. The eighth chapter examines technological tools. The concluding article leads to rights.
► Read the presentations of the articles of the book:
📝Benzoni, L., and Deffains, B., Approche économique des outils de la Compliance: finalités, effectivité et mesure de la Compliance "subie" et "choisie"
📝Burlingame, R., Coppens, KK, Power, N. & Lee, D.H., Compliance : lutte internationale contre la corruption et gestion du risque
📝Frison-Roche, M.-A., Compliance et incitations, un couple à propulser
📝Frison-Roche, M.-A., Compliance : contenu et contenant du Droit de la Compliance
📝Frison-Roche, M.-A., Les droits subjectifs, outils premiers et naturels du Droit de la Compliance
📝Granier, C., L'originalité normative de la Compliance by design
📝Gutierriez-Crespin, A., L’audit du dispositif de compliance : un outil clé pour en vérifier la robustesse
📝Koenigsberg, S. et Barrière, Fr, La construction de l'expertise de l'avocat en matière de compliance
📝Tardieu, H., Souveraineté des données et Compliance