Jan. 11, 2023

Editorial responsibilities : Direction of the "Regulations & Compliance" series, JoRC & Dalloz

Série "Régulations & Compliance"

📕 La juridictionnalisation de la Compliance

by Marie-Anne Frison-Roche (dir.)

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Full Reference: M.-A. Frison-Roche (ed.), La juridictionnalisation de la Compliance, série "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) and Dalloz, 2022, to be published. _

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► This book in few words: Sanctions, controls, appeals, deals: judges and lawyers are everywhere in the Compliance mechanisms, creating unprecedented situations, sometimes without a solution yet available.  Even though Compliance was designed to avoid the judge and produce security by avoiding conflict. This jurisdictionalisation is therefore new. Forcing companies to prosecute and judge, a constrained role, perhaps against their nature. Leading to the adaptation of major procedural principles, with difficulty. Confronting arbitration with new perspectives. Putting the judge at heart, in mechanisms designed so that he is not there. How in practice to organize these opposites and anticipate the solutions? This is the challenge taken up by this book.

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📘 In parallel, the English version of this book, Compliance Jurisdictionalisation, is published in the series co-published by the Journal of Regulation & Compliance (JoRC) and Bruylant. 

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📅  This book comes after a  cycle of colloquia organised in 2021 by the Journal of Regulation & Compliance (JoRC) and its Academic Partners.

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This volume is the continuation of the books dedicated to Compliance in this collection.

► Read the presentations of the other books on Compliance in this collection:

🕴️Frison-Roche, M.-A. (ed.), 📕 Les buts monumentaux de la Compliance, 2022

🕴️Frison-Roche, M.-A. (ed.), 📕 Les outils de la Compliance2020

🕴️Frison-Roche, M.-A. (ed.), 📕 Pour une Europe de la Compliance2019

🕴️Borga, N., 🕴️Marin, J.-C. & 🕴️Roda, J.-Ch. (ed.), 📕 Compliance : Entreprise, Régulateur, Juge, 2018

🕴️Frison-Roche, M.-A. (ed.), 📕 Régulation, Supervision, Compliance2017

🕴️Frison-Roche, M.-A. (ed.), 📕 Internet, espace d'interrégulation, 2016

 

📕 Read the presentations of the other titles of the collection.

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► General presentation of the book: There have always been Judges and Lawyers in Compliance Law, because this branch of Law is an extension of Regulatory Law in which they have a core place. This results from the fact that the decisions taken in respect of Compliance are contestable in Court, including Arbitration, those issued by the Company, such as those of States or Authorities, the Judge in turn becoming what Compliance Law is effective.

The novelty lies more in the phenomenon of "jurisdictionalisation", that is the trial model penetrates all Compliance Law, and not only the Ex-Post part that it includes. Moreover, it seems that this jurisdictionalisation influences the non-legal dimension of Compliance. This movement has effects that must be measured and causes that must be understood. Advantages and disadvantages that must be balanced. If only to form an opinion vis-à-vis Companies that have become Prosecutors and Judges of themselves and others ...: encourage this "Jurisdictionalisation of Compliance", fight it, perhaps influence it? In any case, understand it!

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► General construction of the book:

The book begins by a double Introduction, the first (in free access) summarizing the book, the second, substantial, relating to the need to reinforce the Judge and the Lawyer to impose the Compliance Law as a characteristic of the Rule of Law. 

The first Part is devoted to what is specific to Compliance Law. of Compliance: the transformation of companies into Prosecutors and Judges of themselves, even of others.

The second Part relates to Compliance general procedural Law, the procedure being the way between the dispute and the judgement. 

The third Part continues this journey to the judge and aims to measure the influence of the reasoning and requirements of Compliance Law in dispute resolution methods where it was not, with some exceptions, present, but where it has a great future: Arbitration.

Because trial and judicial decision are inseparable, because legal techniques and the Rule of Law should not be divided but compliance techniques could paradoxically be the weapon of their dissociation, because the power to judge and the procedures surrounding the latter must not be dissociated, because therefore Compliance mechanisms and the Rule of Law must be thought out and practiced then, the rise in power of one must be the sign of the rise in power of the other, and not the price of the 'weakening of the Rule of Law, the fourth Part relates to the Judges in the Compliance mechanisms and culture. 

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Read the foreword summarizing all the contributions of the book  

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DOUBLE INTRODUCTION

🕴️M.-A. Frison-Roche, 📝Summary of the book La juridictionnalisation de la Compliance (free access: click HERE)

🕴️Frison-Roche, M.-A., 📝 Conforter le rôle du Juge et de l'Avocat pour imposer la Compliance comme caractéristique de l'Etat de Droit

 

I. L'ENTREPRISE INSTITUÉE PROCUREUR ET JUGE D'ELLE-MEME PAR LE DROIT DE LA COMPLIANCE ("THE COMPANY ESTABLISHED PROSECUTOR AND JUDGE OF ITSELF BY COMPLIANCE LAW")

🕴️Granier, C., 📝 La jurisprudence des entreprises instituées juges et procureurs d'elles-mêmes par le Droit de la Compliance

🕴️📝 Augagneur, L.-M., Le traitement réputationnel par et sur les plateformes

🕴️Bruneau, A.,  📝 La façon dont les entreprises du secteur bancaire s'organisent et se 

🕴️Coulon, J.-M., 📝 La façon dont une entreprise fonctionne pour concrétiser le Droit de la Compliance : l'exemple du secteur de la construction

🕴️Bavitot, A., 📝 Le façonnage de l'entreprise par les accords de justice pénale négociés

🕴️Jourdan-Marques, J., 📝 L’arbitre, juge ex ante de la compliance ?

🕴️Lapp, Ch.,  📝 La façon dont l'entreprise fonctionne pour concrétiser le Droit de la Compliance : Les statuts du process

🕴️Frison-Roche, M.-A., 📝 Le jugeant- jugé ; articuler les mots et les choses face à l'impossible conflit d'intérêts 

🕴️Heymann, J., 📝 La nature juridique de la "Cour suprême" de Facebook

🕴️Latour, D., 📝 Les enquêtes internes au sein des entreprises

🕴️Merabet, S., 📝 Etre juge et ne pas juger

 

 

II. LE DROIT PROCESSUEL À L'OEUVRE DANS LE DROIT DE LA COMPLIANCE  ("GENERAL PROCEDURAL LAW IN COMPLIANCE LAW")

🕴️Cayrol, N., 📝 Des principes processuels en Droit de la Compliance

🕴️Frison-Roche, M.-A., 📝 Ajustement par la nature des choses du Droit processuel au Droit de la Compliance

🕴️Silliman, B., 📝 Secret professionnel et coopération : les leçons de procédure tirées de l’expérience américaine pour une application universelle

🕴️Linden, A., 📝 Motivation et publicité des décisions de la formation restreinte de la Commission nationale de l’informatique et des libertés (CNIL) dans une perspective de compliance

🕴️Scemla, S.& 🕴️Paillot, D., 📝 La difficile appréhension des droits de la défense par les autorités de contrôle en matière de compliance

🕴️Schiller, S. , 📝 Un juge unique en cas de manquement international à des obligations de compliance ?

🕴️Frison-Roche, M.-A., 📝 Prolégomène pour le système probatoire de la Compliance

 

III. L'ARTICULATION DE LA COMPLIANCE ET DE L'ARBITRAGE INTERNATIONAL ("ARTICULATION BETWEEN COMPLIANCE LAW AND INTERNATIONAL ARBITRATION")

🕴️Racine, J.-B., 📝 Compliance et Arbitrage : Problématique générale

🕴️Silva-Romero, E. &🕴️Legru, R., 📝 Quelles places pour la Compliance dans l'arbitrage d'investissement ?

🕴️Kessedjian, C., 📝 L'arbitrage au service de la lutte contre la violation des droits humain par les entreprises 

🕴️Audit, M., 📝 La position de l'arbitre en matière de compliance

🕴️Kleiman, E., 📝 Les objectifs de la compliance confrontés aux acteurs de l’arbitrage

🕴️Frison-Roche, M.-A., 📝 L'adossement de la Compliance à l'arbitrage international

 

 

IV. LE JUGE DANS LE DROIT DE LA COMPLIANCE ("THE JUDGE IN COMPLIANCE LAW")

🕴️M.-A. Frison-Roche, 📝Le rôle du Juge dans le Droit de la Compliance

🕴️J. Morel-Maroger, J., 📝La réception des normes de la compliance par les juges de l'Union européenne

🕴️O. Douvreleur, 📝Compliance et juge du droit

🕴️F. Raynaud, 📝Le juge administratif et la compliance

🕴️E. Wennerström, E., 📝Quelques réflexions sur la Compliance et la Cour européenne des droits de l'Homme

 

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