July 15, 2020

Editorial responsibilities : Direction of the "Régulations & Compliance" series, Editions Dalloz

Compliance Tools

by Marie-Anne Frison-Roche (ed.)

Full Reference: Frison-Roche, M.-A. (ed.), Compliance Tools, serie "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) & Dalloz, 2020, to be published.

In this book collection, this volume in English is the 6th title devoted to Compliance.

At the same time, a book in French, Les outils de la Compliance, is published in the same collection

Consult the other books of the collection.

This book is published after a  cycle of colloquiums organised by the Journal of Regulation & Compliance (JoRC) and Partners Universities.

___

General Presentation of the collective book

The political dimension of Compliance Law lies in the goals it aims to achieve. To achieve them, the concern for these goals is internalized in "crucial operators", which may be obliged to concretize "monumental goals" set by public authorities. These public bodies control the Ex Ante reorganization that this implies for these companies and sanction Ex Post the possible inadequacy of the companies, which have become transparent to this end. The effectiveness and efficiency of this internalization, without which the statement of these goals is worth nothing, is based on the Compliance tools that are deployed.

These appear to be very diverse but their substantial unity (topic which will be the subject of a forthcoming book) makes it possible to study the tools put in place from a unique perspective, by not isolating them in a particular branch of Law, Criminal law or International Law for example, but by measuring what is common to them, notably Anticipation, Trust, Commitment, Responsibility, Incentive, and so on. If the Compliance tools vary, it is rather not only according to the sectors, finance and banking appearing then as the advanced point of the general Compliance Law, for example in environmental matters, but also according to the countries and the cultures. It is in fact about them that legal cultures seem to oppose.

The book aims to understand these "tools" by going beyond the description of each instrument, for which we already have many monographs, for analyzing them through the issues of Risks, required Expertises, Training. Sovereignty claims, Incentives, mechanical aptitude of Technologies. It is through these themes that are analyzed by the authors, experts in the field, what we alway want to understand better: Compliance Programs, Whistleblowing, Mapping, Sanctions, Extraterritoriality, etc.

 ____

 

 

Read the summary of the book

 

Read the forework, summaring all the contributions.  

 

Présentation of the book contributions:

 

  • Coppens, K, 

 

 

 

  • Rapp, L., 
  •  

 

 

comments are disabled for this article