April 21, 2021
Editorial responsibilities : Direction of the "Regulations & Compliance" series, JoRC & Dalloz
► General reference : Frison-Roche, M.-A. (ed.), Les outils de la Compliance, série "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) & Dalloz, 2021.
📘 In parallel, the book is published in an English version Compliance Tools, co-edited by the Journal of Regulation & Compliance and Bruylant.
📚 This volume is the continuation of the books dedicated to Compliance in this collection, published before and after this book.
Read the other books ' presentations of the collection about Compliance:
📕 Frison-Roche, M-A. (dir.), Les Buts Monumentaux de la Compliance , 2022
📕 Frison-Roche, M.-A. (dir.), La juridictionnalisation de la Compliance, 2022
📕 Frison-Roche, M.-A. (ed.), Pour une Europe de la Compliance, 2019
📕 Borga, N., Marin, J.Cl. Roda, J.-Ch. (ed.), Compliance : Entreprise, Régulateur, Juge, 2018
📕 Frison-Roche, M.-A. (ed), Régulation, Supervision, Compliance, 2017
📕 Frison-Roche, M.-A. (ed.), Internet, espace d'interrégulation, 2016
► General presentation of the book : The political dimension of Compliance Law resides in the monumental goals that it aims for and which define it. These goals are internalized in "crucial operators", who willingly or by force must structure themselves and act to achieve "monumental goals", as set by public authorities and which may coincide with the interests of the enterprise. This one designs and controls the Ex Ante reorganization that this implies, under the public authorities supervision. Enterprises, even if their activities are not regulated, thus become transparent and must show the Compliance Tools effectively deployed to effectively achieve these goals. It is a major transformation of economic life in all countries because the Compliance Tools are adopted everywhere and have a global effect.
These appear to be very diverse but their unity is profound and bringing it out has the practical benefit of producing a legal regime that is as unified as possible, while allowing their adaptation country by country, sector by sector, enterprise by enterprise.
This book aims to understand these Compliance Tools to better anticipate the assessment that will be made by Regulators, Supervisors and Courts, as well as the new conceptions of the authors of legal texts which impose new ones every day, while companies must also imagine the most appropriate Compliance Tools.
This collective work specifically apprehends those on which we have few studies when we handle them on a daily basis, such as risk mapping or training or rights, letting more familiar tools shine through more transversal contributions, such as compliance programs, sanctions, whistleblowing or many sorts of settlements, agreements of public interest.
A first chapter takes a legal and economic approach. A second chapter emphasizes the role of risk mapping. A third chapter draws the game of incentives. A fourth chapter identifies the expertise required. A fifth chapter insists on geographic significance. A sixth chapter details the measurement of effectiveness. A seventh chapter explores training. The eighth chapter examines technological tools. The concluding article leads to rights.
► Read the presentations of the articles of the book:
📝Benzoni, L., and Deffains, B., Approche économique des outils de la Compliance: finalités, effectivité et mesure de la Compliance "subie" et "choisie"
📝Burlingame, R., Coppens, KK, Power, N. & Lee, D.H., Compliance : lutte internationale contre la corruption et gestion du risque
📝Frison-Roche, M.-A., Compliance et incitations, un couple à propulser
📝Frison-Roche, M.-A., Compliance : contenu et contenant du Droit de la Compliance
📝Frison-Roche, M.-A., Les droits subjectifs, outils premiers et naturels du Droit de la Compliance
📝Granier, C., L'originalité normative de la Compliance by design
📝Gutierriez-Crespin, A., L’audit du dispositif de compliance : un outil clé pour en vérifier la robustesse
📝Koenigsberg, S. et Barrière, Fr, La construction de l'expertise de l'avocat en matière de compliance
📝Tardieu, H., Souveraineté des données et Compliance
June 18, 2019
Organization of scientific events
As the previous cycles devoted to the general theme of Compliance and aiming to build a "Compliance Law", having the same vocation to be published in the series Regulation & Compliance, co-published by the Journal of Regulation & Compliance (JoRC) and the Editions Dalloz, this cycle takes a particular aspect of this branch of the Law being built and developed, which was applied even before being conceived. Since pragmatism preceded or even prevailed, the theme chosen this year is: Les outils de la Compliance (Compliance Tools).
These conferences will be in French
These tools are very diverse, not only among themselves but according to the sectors in which they are deployed or according to the geographical areas in which they are applied. It is necessary to apprehend them by going beyond the description of the instrument literally shown, as the texts or the promoters show it, without immediately going up to too large generalities. For this reason, some conferences will focus on specific, well-identified mechanisms, such as risk mapping or alert. They may also consider how Compliance Law uses more general tools to achieve its goals, such as lawsuits, incentives or new technologies. This will make it possible to problematize more clearly perceptible difficulties in Compliance Law, such as the adequacy or inadequacy of the constraint in relation to the aims, the consideration or not of the legal and political geography, the articulation or not of the tools between them.
These various conferences will take place in several places, according to the part taken by the different university structures that this year contribute to the Journal of Regulation & Compliance (JoRC) for the realization of the cycle. The result will be two books, one in French: Les outils de la Compliance, the other in English: Compliance Tools.
This cycle of conferences about Compliance tools will begin in November 2019 and will last until June 2020.
Le Journal of Regulation & Compliance (JoRC) works with :
This cycle of conferences is supported by :
May 15, 2019
Editorial responsibilities : Direction of the "Regulations & Compliance" series, JoRC & Dalloz
► Full reference : Frison-Roche, M.-A. (ed.), Pour une Europe de la Compliance, serie "Régulations & Compliance", Dalloz & Journal of Regulation & Compliance, 2019, 124 pages.
► Book Summary: This book is written in French. The topic is : "For the Europe of the Compliance".
See below its general presentation in English.
The political dimension is intrinsic to the Compliance Law. Indeed, compliance mechanisms consist of internalizing in certains companies the obligation to implement goals of general interest set by Public Authorities. These public bodies control the Ex Ante reorganization that implies for these companies and punish Ex Post the possible structural inadequacy of these compagnies, becoming transparent for this purpose.
This political dimension must be increased: the Compliance Law of Compliance must today be used to build Europe.
One can observe not only the construction of the European Compliance Law, object-by-object, sector-by-sector, purpose-by-purpose, but also the construction of the European Compliance Law that transcends and unifies them. Becoming independent of American Law and ceasing to be in reaction, even on the defensive, the Compliance Law contributes to the European project, offering it a higher ambition, that Europe can carry and, by this way, can carry the Europe itself, not only to preserve the European economy from corruption or money laundering, but by claiming the protection of nature and human beings.
This is why the book describes the "reasons and objectives" of the Europe of the Compliance, which makes it possible to describe, detect and even predict the ways and means.
Authors: Thierry Bonneau, Monique Canto-Sperber, Jean-Jacques Daigre, Charles Duchaine, Marie-Anne Frison-Roche, Arnaud de La Cotardière, Koen Lenaerts, Jean-Claude Marin, Didier Martin, Xavier Musca, Pierre Sellal et Pierre Vimont.
Each mention of an author refers to a summary of his contribution.
Read the working paper written in English by Marie-Anne Frison-Roche, base for her article published in French in the book : What the Law of Compliance can build relying of the European Humanist tradition.
Dec. 12, 2013
Thesaurus : Doctrine
Full reference: Collard, C., and Roquilly, C., Les risques juridiques et leur cartographie : proposition de méthodologie (Legal Risks and Their Mapping: proposition of Methodology), La Revue des Sciences de Gestion, vol. 263-264, no. 5, 2013, pp. 45-55.
Sciences Po's students can read this article via Sciences Po's Drive in the folder MAFR - Regulation & Compliance
May 21, 2009
Référence complète : FRISON-ROCHE, Marie-Anne, Le droit est-il un outil ou un obstacle à la régulation des infrastructures essentielles ? in Economie et droit de la régulation des infrastructures. Perspectives des pays en voie de développement, Banque Mondiale / Chaire régulation, coll. Droit et Economie, LGDJ, Paris, 2008, p. 37-49.
La Banque mondiale a montré que le développement économique des pays est lié à son développement juridique. Cela est aussi vrai pour les réseaux d'infrastructures, qui ne dépendent pas seulement des politiques publiques, mais encore du droit car il s'agit de biens essentiels pour lesquels il faut avoir un droit d'accès. Mais les pays en voie de développement souffrent d'une immaturité juridictionnelle car ils ne disposent pas d'une organisation juridictionnelle fiable et impartiale, alors que le droit a besoin d'un juge. On peut songer à deux pistes de solution : soit un tribunal internalisé dans le régulateur, sur le modèle de l'OMC, soit des pouvoirs et des taches de régulation confiées aux gestionnaires de réseau en ce qu'ils sont des "opérateurs cruciaux".
Lire la présentation générale de l'ouvrage dans lequel l'article a été publié.
Lire le résumé de l'article ci-dessous.