Responsabilités éditoriales : Direction de la collection Compliance & Regulation, JoRC et Bruylant

📚Publication de :🕴️M.-A. Frison-Roche (dir.), 📘Compliance and Contract

🌐suivre Marie-Anne Frison-Roche sur LinkedIn

🌐s'abonner à la Newsletter MAFR Regulation, Compliance, Law

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► Référence complète : M.-A. Frison-Roche (dir.), Compliance and Contract, Journal of Regulation & Compliance (JoRC) et Bruylant, coll. "Compliance & Regulation", à paraître

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📕Parallèlement, un ouvrage en français, Compliance et contrat, est publié dans la collection coéditée par le Journal of Regulation & Compliance (JoRC) et Dalloz

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🧮Cet ouvrage vient à la suite d'un cycle de colloques 2023-2024, organisés par le Journal of Regulation & Compliance (JoRC) et des Universités qui lui sont partenaires

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► Présentation générale de l'ouvrage :

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📚Ce volume s'insère dans la lignée des ouvrages qui, dans cette collection en langue anglaise, sont consacrés à la Compliance.

► Lire la présentation des autres ouvrages de la Collection portant sur la Compliance :

les ouvrages suivants :

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Evidence System, 2025

les ouvrages précédents :

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Obligation, 2024

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Jurisdictionalisation, 2024

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Monumental Goals, 2023

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Tools, 2021

📚Consulter les autres titres de la collection.

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🏗️Construction générale de l'ouvrage :

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Régulation et droit économique

29 mai 2024

Responsabilités éditoriales : Direction de la collection Compliance & Regulation, JoRC et Bruylant

Publication of :🕴️ M.-A. Frison-Roche (ed.), 📘Compliance Obligation

🌐suivre Marie-Anne Frison-Roche sur LinkedIn

🌐s'abonner à la Newsletter MAFR Regulation, Compliance, Law

____

► Référence complète : M.-A. Frison-Roche (ed.), Compliance Obligation, Journal of Regulation & Compliance (JoRC) et Bruylant, coll. "Compliance & Regulation", à paraître.

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📕En parallèle, un livre en français, L'Obligation de Compliance, est publié dans la collection "Régulations & Compliance" copubliée par le Journal of Regulation & Compliance (JoRC) et Dalloz.

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📚Ce livre est partie intégrante de cette collection créée Marie-Anne Frison-Roche pour développer le Droit de la Compliance et de la Régulation.

lire la présentation des autres ouvrages de la collection :

livres ultérieurs :

🕴️M.A. Frison-Roche (ed.), 📘Le système probatoire de la compliance, 2025

livres précédents :

🕴️M.A. Frison-Roche (ed), 📘Compliance Juridictionnalisation, 2023

🕴️M.A. Frison-Roche (ed), 📘Compliance Monumental Goals, 2022

🕴️M.-A. Frison-Roche (ed.), 📘Compliance Tools, 2021

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► voir la présentation générale de cette 📚Series Compliance & Regulation, conçue, fondée et dirigée par Marie-Anne Frison-Roche, copubliée par le Journal of Regulation & Compliance (JoRC) et Bruylant.

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🧮ce livre suit le cycle de colloques 2023 organisé par le Journal of Regulation & Compliance (JoRC) et ses Universités partenaires.

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► présentation générale du livre : Compliance is sometimes presented as something that cannot be avoided, which is tantamount to seeing it as the legal obligation par excellence, Criminal Law being its most appropriate mode of expression. However, this is not so evident. Moreover, it is becoming difficult to find a unity to the set of compliance tools, encompassing what refers to a moral representation of the world, or even to the cultures specific to each company, Compliance Law only having to produce incentives or translate this ethical movement. The obligation of compliance is therefore difficult to define.

This difficulty to define affecting the obligation of compliance reflects the uncertainty that still affects Compliance Law in which this obligation develops. Indeed, if we were to limit this branch of law to the obligation to "be conform" with the applicable regulations, the obligation would then be located more in these "regulations", the classical branches of Law which are Contract Law and Tort Law organising "Obligations" paradoxically remaining distant from it. In practice, however, it is on the one hand Liability actions that give life to legal requirements, while companies make themselves responsible through commitments, often unilateral, while contracts multiply, the articulation between legal requirements and corporate and contractual organisations ultimately creating a new way of "governing" not only companies but also what is external to them, so that the Monumental Goals, that Compliance Law substantially aims at, are achieved.

The various Compliance Tools illustrate this spectrum of the Compliance Obligation which varies in its intensity and takes many forms, either as an extension of the classic legal instruments, as in the field of information, or in a more novel way through specific instruments, such as whistleblowing or vigilance. The contract, in that it is by nature an Ex-Ante instrument and not very constrained by borders, can then appear as a natural instrument in the compliance system, as is the Judge who is the guarantor of the proper execution of Contract and Tort laws. The relationship between companies, stakeholders and political authorities is thus renewed.

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🏗️construction générale du livre

The book opens with a double Introduction. The first, which is freely accessible, is a summary of the book, while the second, which is substantial, deals with the future development of the compliance obligation in a borderless economic system.

The first part is devoted to the definition of the Compliance Obligation.

The second part presents commitments and contracts, in certain new or classic categories, in particular public contracts, and compliance stipulations, analysed and qualified regarding Compliance Law and the various relevant branches of Law.

The third part develops the responsibilities attached to the compliance obligation.

The fourth part refers to the institutions that are responsible for the effectiveness, efficiency, and efficacy of the compliance obligation, including the judge and the international arbitrator.

The fifth part takes the Obligation or Duty of Vigilance as an illustration of all these considerations.

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► Présentation générale de l'ouvrage : Sanctions, controls, appeals, deals: judges and lawyers are everywhere in the Compliance mechanisms, creating unprecedented situations, sometimes without a solution yet available. Even though Compliance was designed to avoid the judge and produce security by avoiding conflict. This jurisdictionalisation is therefore new. Forcing companies to prosecute and judge, a constrained role, perhaps against their nature. Leading to the adaptation of major procedural principles, with difficulty. Confronting arbitration with new perspectives. Putting the judge at heart, in mechanisms designed so that he is not there. How in practice to organize these opposites and anticipate the solutions? This is the challenge taken up by this book.

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Ce volume s'insère dans la ligne des ouvrages qui, dans cette collection en langue anglaise, sont consacrés à la Compliance.

📚Lire la présentation des autres ouvrages de la Collection portant sur la Compliance :

les ouvrages suivants :

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Obligation, 2024

les ouvrages précédents :

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Monumental Goals, 2023

🕴️M.-A. Frison-Roche (dir.), 📘Compliance Tools, 2021

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► Résumé de l'ouvrage : There have always been Judges and Lawyers in Compliance Law, in particular because this branch of Law is an extension of Regulatory Law in which they have a core place. This results from the fact that the decisions taken in respect of Compliance are contestable in Court, including Arbitration, those issued by the Company, such as those of States or Authorities, the Judge in turn becoming what Compliance Law is effective.

The novelty lies more in the phenomenon of "jurisdictionalisation", that is to say that the trial model penetrates all Compliance Law, and not only the Ex Post part that it includes. Moreover, it seems that this jurisdictionalisation influences the non-legal dimension of Compliance. This movement has effects that must be measured and causes that must be understood. Advantages and disadvantages that must be balanced. If only to form an opinion vis-à-vis Companies that have become Prosecutors and Judges of themselves and others... : encourage this "Jurisdictionalisation of Compliance", fight it, perhaps influence it? In any case, understand it!

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🏗️Construction générale de l'ouvrage :

The book opens with a double Introduction. The first, which is freely accessible, consists of a summary of the book, while the second, which is substantial, deals with the need to bring the Judge and the Lawyer into line if Compliance Law is to be the hallmark of States governed by the Rule of Law.

The first Chapter is devoted to what is specific to Compliance Law: the transformation of companies into Prosecutors and Judges of themselves, and even of others.

The second Chapter examines the interference between General Procedural Law and Compliance techniques.

The third Chapter measures the influence of the reasoning and requirements of Compliance Law in methods of dispute resolution where it has not, with a few exceptions, been present, but where it has a great future: arbitration.

Because trials and judgements are indissociable, because legal techniques and the Rule of Law must not be dissociated, and because Compliance techniques could paradoxically be the weapon used to dissociate them, because the power to judge and the procedures surrounding it must not be dissociated, because Compliance and the Rule of Law must therefore be conceived and practised together, the rise in power of one being a sign of the rise in power of the other, and not the price of the weakening of the Rule of Law, the fourth Chapter deals with the role of the Judge in Compliance.

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► Appréhender l'ouvrage à travers la table des matières ci-dessous et les résumés de chacun des articles :

DOUBLE INTRODUCTION

🕴️M.-A. Frison-Roche, 📝Main Aspects of the book Compliance Jurisdictionalisation

🕴️M.-A. Frison-Roche, 📝Reinforce the Judge and the Lawyer to impose Compliance Law as a characteristic of the Rule of Law

I. THE COMPANY ESTABLISHED PROSECUTOR AND JUDGE OF ITSELF BY COMPLIANCE LAW

🕴️M.-A. Frison-Roche, 📝The "Judge-Judged". Articulating Words and Things in the face of Conflicts of Interest

🕴️C. Granier, 📝Reflections on the existence of companies’ jurisprudence through Compliance matters

🕴️L.-M. Augagneur, 📝The jurisdictionalisation of reputation by platforms

🕴️A. Bruneau, 📝The compagny judges itself: the Compliance function in the bank

🕴️J.-M. Coulon, 📝Compliance law in the construction industry and the contradictions, impossibilities and deadlocks that companies face

🕴️Ch. Lapp, 📝Compliance in companies: the statues of process

🕴️J. Heymann, 📝The Legal Nature of the Facebook "Supreme Court"

🕴️D. Latour, 📝Internal investigations within companies

🕴️A. Bavitot, 📝Shaping the company through negotiated Criminal Justice Agreements. French perspective

🕴️S. Merabet, 📝Vigilance, being a judge and not judge

II. PROCEDURAL LAW IN COMPLIANCE LAW

🕴️N. Cayrol, 📝Procedural Principles in Compliance Law

🕴️F. Ancel, 📝Compliance Law, a new guiding principle for the Trial?

🕴️B. Sillaman, 📝Taking the Compliance U.S. Procedural Experience globally

🕴️A. Linden, 📝Motivation and publicity of the decisions of the Restricted formation of the French Personal Data Protection Authority (Commission nationale de l'informatique et des libertés - CNIL) in a compliance perspective

🕴️S. Scemla, & 🕴️D. Paillot, 📝The difficulty for Compliance Enforcement Authorities to comprehend the Rights of the Defence in compliance matters

🕴️M.-A. Frison-Roche, 📝Adjusting General Procedural Law to Compliance Law by the nature of things

III. ARTICULATION BETWEEN COMPLIANCE LAW AND INTERNATIONAL ARBITRATION

🕴️J.-B. Racine, 📝Compliance and arbitration. An attempt at problematisation

🕴️E. Silva-Romero & 🕴️R. Legru, 📝What place is there for compliance in investment arbitration?

🕴️M. Audit, 📝The arbitrator's position on compliance

🕴️E. Kleiman, 📝The objectives of compliance confronted with the actors of arbitration

IV. THE JUDGE IN COMPLIANCE LAW

🕴️M.-A. Frison-Roche, 📝The Judge, the Compliance Obligation and the Company. The Compliance Evidence System

🕴️J. Morel-Maroger, 📝The application of compliance standards by European Union judges

🕴️S. Schiller, 📝A single judge in the event of an international breach of compliance obligations?

🕴️O. Douvreleur, 📝Compliance and Judge of the Law

🕴️F. Raynaud, 📝The Administrative Judge and Compliance

🕴️E. Wennerström, 📝Some Reflections on Compliance and the European Court of Human Rights

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15 mars 2023

Responsabilités éditoriales : Direction de la collection Compliance & Regulation, JoRC et Bruylant

Publication de : 🕴️M.-A. Frison-Roche (ed.),📘 Compliance Monumental Goals

♾️ suivre Marie-Anne Frison-Roche sur LinkedIn

♾️s'abonner à la Newsletter MAFR Regulation, Compliance, Law

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► Référence complète : M.-A. Frison-Roche (ed.), Compliance Monumental Goals, coll. "Compliance & Regulations", Journal of Regulation & Compliance (JoRC) et Bruylant, 2023, 528 p.

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► Le livre en quelques mots : Seize Compliance by its normativity: its Monumental Goals. The notion of "monumental goals" of Compliance was proposed in 2016 by Marie-Anne Frison-Roche !footnote-2828. It has become explicit in the texts and the resolution of cases, for example to fight against climate change, make human beings effectively equal, force to be extraterritorially vigilant about suppliers.

Compliance Monumental Goals are targeted ex ante by regulations, contracts, CSR, and international treaties. Creating an alliance between business and political authorities, aiming for a new form of sovereignty. The presence in litigation of these Monumental Goals of global dimension renews the responsibilities and the Judge office. Describing and conceiving these Monumental Goals makes it possible to anticipate Compliance Law, which is more powerful every day.

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📕Parallèlement, un ouvrage en français, Les Buts Monumentaux de la Compliance, est publié dans la collection coéditée par le Journal of Regulation & Compliance (JoRC) et Dalloz.

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🧮Les deux ouvrages font suite à un cycle de colloques 2021 organisés par le Journal of Regulation & Compliance (JoRC) et des Universités qui lui sont partenaires.

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Ce volume s'insère dans la ligne de cette collection créée par Marie-Anne Frison-Roche pour développer le Droit de la Compliance :

📚Lire les autres ouvrages de la Collection portant sur la Compliance :

📘 Frison-Roche, M.-A. (ed.), Compliance Juridictionnalisation, 2023

📘 Frison-Roche, M.-A. (ed.), Compliance Tools, 2020

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► Construction générale de l'ouvrage :

The book opens with an Introduction, which proposes the Monumental Goals as definition of Compliance Law putting them at its "beating heart", giving this new branch of law its originality and specificity, explaining what, in the History of the United States and Europe, gave birth to this singular corpus and justifies a substantial definition of Compliance Law. The concept of Monumental Goals is explained, justifying both systemic and political nature of Compliance Law, the practical consequences of which legal specific rules are thus better identified and limited, since Compliance Law does not lead to all-obedience. We can then determine what we can expect from this Law of the Future that is Compliance Law.

From there, the book unfolds in 5 chapters.

A first chapter is devoted to the "radioscopy" of this notion, and branch of Law by branch of Law.

A second chapter aims to measure how the Monumental Goals are questioned by a crisis, for example in a health situation, but not in that example, if they aggravate it and must be discarded, or if, on the contrary, they are exactly conceived for this hypothesis. of crisis, risks, catastrophes and that it is advisable to exploit them, in particular in order, in this "test", to benefit from the alliance between the political authorities, public powers and crucial operators.

Once made explicit and tested, the Monumental Goals must find a sure way to be considered. This is why a third chapter aims to measure in principle and in practice how the Proportionality method can help the integration of Compliance, thus giving a new dimension to the Law without dragging it into insecurity and illegitimate grabbing of powers.

But because Compliance Monumental Goals express a very great ambition, the question of a bearable, even beneficial relationship with the international competitiveness of companies, standards and systems must be opened. This is the object of the fourth chapter.

Finally, because the Monumental Goals express by nature a new ambition of the Law in a world which must not give up in what could be the prospect of its abyss, the fifth chapter has for object the relationship between the Monumental Goals of Compliance and Sovereignty.

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► Table des matières :

INTRODUCTION

🕴️M.-A. Frison-Roche, 📝Main Aspects of the Book. The Monumental Goals of Compliance Law

🕴️M.-A. Frison-Roche, 📝Compliance Monumental Goals, Beating Heart of Compliance Law

CHAPTER I. THE VERY IDEA OF MONUMENTAL GOALS, THE BEATING HEART OF COMPLIANCE LAW

🕴️R.-O. Maistre, 📝What are the Monumental Goals for the Regulator in a Rapidly Changing Audiovisual and Digital Landscape?

🕴️A.-V. Le Fur, 📝Interest and “raison d’être” of the Company: How Does It Fit Together with the Compliance Monumental Goals?

🕴️A. Le Goff, 📝Monumental Goals Perceived by the Firm: Serene Business or Business under Pressure?

🕴️J.-F. Vaquieri, 📝The “Monumental Goals of Compliance” from the Company’s Perspective – the Case of Enedis

🕴️M. Malaurie-Vignal, 📝Monumental Goals of Market Law - Reflection on the Method

🕴️C. Peicuti et 🕴️J. Beyssade,📝Feminisation of Positions of Responsibility in the Workplace as a Goal of Compliance. Example of the Banking Sector

🕴️I. Gavanon, 📝Data Protection Law in the Digital Economy Confronted to Monumental Goals

🕴️B. Petit, 📝The Monumental Goals of (European) Labour Law: a Changing System with Balances to be Consolidated

🕴️G. Beaussonie, 📝Do Criminal Law and Compliance Form a System?

🕴️Ch. Huglo,📝Under what Conditions could Climate Law Constitute a Priority Monumental Goal?

CHAPTER II. IMPLEMENTATION OF COMPLIANCE MONUMENTAL GOALS IN ARTICULATION WITH THE MAJOR PRINCIPLE OF PROPORTIONALITY

🕴️L. Rapp, 📝Compliance, Proportionality and Normativity

🕴️B. Bär-Bouyssière, 📝Proportionality and Compliance

🕴️A. Mendoza-Caminade, 📝Proportionality and Evaluation. The Example of Intellectual Property Law

🕴️L. Meziani, 📝Proportionality in Compliance, the Guarantee of Public Order in Companies

🕴️M. Segonds, 📝Compliance, Proportionality and Sanction. A French Perspective

🕴️M.-A. Frison-Roche, 📝Definition of Proportionality and Definition of Compliance Law

CHAPTER III. COMPLIANCE MONUMENTAL GOALS TESTED BY CRISIS SITUATIONS

🕴️A. Oumedjkane, A. Tehrani et P. Idoux, 📝Public Norms and Compliance in Crisis Periods: Testing Monumental Goals. A Few Thoughts

🕴️J. Bonnet, 📝The Crisis, an Opportunity to Seize Compliance as a Mode of Communication for Public Authorities

🕴️M.-A. Frison-Roche, 📝Place and Role of Companies in the Creation and Effectiveness of Compliance Law in Crisis

CHAPTER IV. EFFECTIVENESS OF COMPLIANCE MONUMENTAL GOALS AND INTERNATIONAL COMPETITIVENESS

🕴️B. Deffains, 📝Compliance and International Competitiveness

🕴️J.-Ch. Roda, 📝Compliance, Internal Investigations and International Competitiveness: What are Risks for the French Companies (in the Light of Antitrust Law)?

🕴️F. Marty, 📝The Case for Compliance Programs in International Competitiveness: A Competition Law and Economics Perspective

🕴️S. Lochmann, 📝ESG Rating Agencies and Compliance as an Effective Way of Increasing International Competitiveness

🕴️M.-A. Frison-Roche, 📝Assessment of Whistleblowing and Vigilance Obligation with regard to International Competitiveness

CHAPTER V. COMPLIANCE SUPPORTED BY MONUMENTAL GOALS, A NEW WAY FOR SOVEREIGNTY

🕴️R. Bismuth, 📝The Ambiguous Relations between Corporate Compliance and Sovereignty

🕴️L. Benzoni, 📝International Trade, Competitivity and Sovereignty: Towards a Political Economy of Compliance

🕴️S. Pottier, 📝In Favour of European Compliance, a Vehicle of Economic and Political Assertion

🕴️Ch. André, 📝State Sovereingty, Sovereingty of the People: What Social Contract for Compliance?

🕴️M.-A. Frison-Roche, 📝The Principle of Active Systemic Proximity: Corollary of the Renewal of the Principle of Sovereignty by Compliance Law

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1

🕴️M.A. Frison-Roche, 📝Compliance Law, 2016.

Régulation et droit économique

2 juin 2021

Responsabilités éditoriales : Direction de la collection Compliance & Regulation, JoRC et Bruylant

📘Compliance Tools

► Référence complète : M.-A. Frison-Roche (dir.), Compliance Tools, Journal of Regulation & Compliance (JoRC) et Bruylant, coll "Régulations & Compliance", 2021, 357 p.

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📕Parallèlement, un ouvrage en français, Les outils de la Compliance, est publié dans la collection "Régulations & Compliance", co-éditée par le Journal of Regulation & Compliance (JoRC) et Dalloz

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🧮Cet ouvrage vient à la suite d'un cycle de colloques organisés par le Journal of Regulation & Compliance (JoRC) et des Universités qui lui sont partenaires

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Cet ouvrage en langue anglaise constitue le 1ier titre de cette collection entièrement consacrée au Droit de la Compliance, en ce que celui-ci est le prolongement du Droit de la Régulation.

📚Lire la présentation des autres ouvrages de la Collection portant sur la Compliance :

🕴️M.-A. Frison-Roche (ed.), Compliance Obligation, 2024

🕴️M.-A. Frison-Roche (ed.), Compliance Jurisdictionalisation, 2023

🕴️M.-A. Frison-Roche (ed.), Compliance Monumental Goals, 2023

📚Consulter les autres titres de la collection

📚Cette collection en langue anglaise s'articule avec une collection coéditée entre le Journal of Regulation & Compliance et Dalloz

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► Présentation générale de l'ouvrage : The political dimension of Compliance Law lies in the goals it aims to achieve. To achieve them, the concern for these goals is internalized in "crucial operators", which may be obliged to concretize "monumental goals" set by public authorities. These public bodies control the Ex Ante reorganization that this implies for these companies and sanction Ex Post the possible inadequacy of the companies, which have become transparent to this end. The effectiveness and efficiency of this internalization, without which the statement of these goals is worth nothing, is based on the Compliance tools that are deployed.

These appear to be truly diverse but their substantial unity (topic which will be the subject of a forthcoming book) makes it possible to study the tools put in place from a unique perspective, by not isolating them in a particular branch of Law, Criminal law or International Law for example, but by measuring what is common to them, notably Anticipation, Trust, Commitment, Responsibility, Incentive, and so on. If the Compliance tools vary, it is not only according to the sectors, finance and banking appearing then as the advanced point of the general Compliance Law, for example in environmental matters, but also according to the countries and the cultures. It is in fact about them that legal cultures seem to oppose.

The book aims to understand these "tools" by going beyond the description of each instrument, for which we already have many monographs, for analyzing them through the issues of Risks, required Expertises, Training. Sovereignty claims, Incentives, mechanical aptitude of Technologies. It is through these themes that are analyzed by the authors, experts in the field, what we always want to understand better: Compliance Programs, Whistleblowing, Mapping, Sanctions, Extraterritoriality, etc.

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📘Consulter le sommaire de l'ouvrage.

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► Appréhender l'ouvrage à travers la table des matières ci-dessous et les résumés de chacun des articles :

INTRODUCTION

📝Frison-Roche, M.-A., Describing, designing and correlating Compliance Tools to Have a Better Use of It

I. LEGAL AND ECONOMIC APPROACHES TO COMPLIANCE TOOLS

📝Frison-Roche, M.-A., Building by Law the Unicity of Compliance Tools from the Definition of Compliance Law by its "Monumental Goals"

🕴️L. Benzoni et B. Deffains, 📝An Economic Approach to Compliance Tools: Finality, Measure, and Effectivity of Constrained or Chosen Compliance

II. RISK MAPPING, CENTRAL COMPLIANCE TOOL

III. PLACE AND USE OF INCENTIVES IN COMPLIANCE SYSTEMS

IV. THE REQUIRED EXPERTISES IN TERMS OF COMPLIANCE