Référence générale : Frison-Roche, M.-A. (dir.), Compliance Tools, série "Régulations & Compliance", Journal of Regulation & Compliance (JoRC) et Dalloz, 2020, à paraître.
Ce volume en langue anglaise constitue le 6ième titre qui dans cette collection est consacré à la Compliance.
Parallèlement, un ouvrage en français, Les outils de la Compliance, est publié dans la même collection.
Consulter les autres titres de la collection.
Cet ouvrage vient à la suite d'un cycle de colloques organisés par le Journal of Regulation & Compliance (JoRC) et des Universités qui lui sont partenaires.
Présentation générale de l'ouvrage publié en anglais
The political dimension of Compliance Law lies in the goals it aims to achieve. To achieve them, the concern for these goals is internalized in "crucial operators", which may be obliged to concretize "monumental goals" set by public authorities. These public bodies control the Ex Ante reorganization that this implies for these companies and sanction Ex Post the possible inadequacy of the companies, which have become transparent to this end. The effectiveness and efficiency of this internalization, without which the statement of these goals is worth nothing, is based on the Compliance tools that are deployed.
These appear to be very diverse but their substantial unity (topic which will be the subject of a forthcoming book) makes it possible to study the tools put in place from a unique perspective, by not isolating them in a particular branch of Law, Criminal law or International Law for example, but by measuring what is common to them, notably Anticipation, Trust, Commitment, Responsibility, Incentive, and so on. If the Compliance tools vary, it is rather not only according to the sectors, finance and banking appearing then as the advanced point of the general Compliance Law, for example in environmental matters, but also according to the countries and the cultures. It is in fact about them that legal cultures seem to oppose.
The book aims to understand these "tools" by going beyond the description of each instrument, for which we already have many monographs, for analyzing them through the issues of Risks, required Expertises, Training. Sovereignty claims, Incentives, mechanical aptitude of Technologies. It is through these themes that are analyzed by the authors, experts in the field, what we always want to understand better: Compliance Programs, Whistle-blowing, Mapping, Sanctions, Extraterritoriality, etc.
Consulter le sommaire de l'ouvrage.
Lire l'avant-projet résumant l'ensemble des contributions de l'ouvrage.
Présentation des articles composant l'ouvrage :
Coppens, K, Burlingame, R., Power, N., Lee, D.H., Anti-Corruption Compliance: Global Dimension of Enforcement and Risk Management
Frison-Roche, M.-A., Drawing up Risk Maps as an obligation and the paradox of the "Compliance risks"
Frison-Roche, M.-A., Training: content and container of Compliance Law
Guttierez-Crespin, A., Audit of Compliance Systems
Koenigsberg, S. and Barrière, F., The Development of Attorney's Compliance Expertise
Merabet, S., Morality by Design
Tardieu, H., Data Sovereignty and Compliance